September 18, 2009
$34,188,000
Navios Maritime Partners L.P. (NMM)
Primary "follow on" offering of 2.8 million common units
Mandate/Role: Co-Manager
June 22, 2009
$165,000,000
Navios Maritime Holdings (NM)
Convertible preferred stock issuance
Mandate/Role: Sole Financial Advisor
May 5, 2009
$36,120,000
Navios Maritime Partners L.P. (NMM)
Primary "follow on" offering of 3.5 million common units
Mandate/Role: Co-Manager
January 19, 2009
$207,643,403
IRF European Finance Investments Ltd. (IRF LN)
Listing on LSE - Specialist Fund Market
Mandate/Role: Sole Financial Advisor
June 25, 2008
$253,000,000
Navios Maritime Acquisition Corp (NNA)
IPO for 22,000,000 Units
Mandate/Role: Co-Manager
January 3, 2008
$112,200,000
Navios South American Logistics
Acquired 51% stake in Horamar (South American operator of barge and upriver port businesses)
Mandate/Role: Sole Financial Advisor
November 12, 2007
$200,000,000
Navios Maritime Partners L.P. (NMM)
IP for 10,000,000 Common Units
Mandate/Role: Co-Manager
October 1, 2007
$140,000,000
Cross Shore Acquisition Corp
Acquired Research Pharmaceutical Services
Mandate/Role: Sole Financial Advisor
May 23, 2007
$115,000,000
Navios Maritime Holdings (NM)
Primary "follow on" equity offering for 11,500,000 common stock
Mandate/Role: Co-Manager
April 26, 2007
$63,796,700
IRF Eurpoean Finance Investments Ltd. (IRF LN)
Public Tender / 28,188,810 Warrant Solicitation
Mandate/Role: Sole Dealer-Manager
March 23, 2007
$237,740,145
IRF Eurpoean Finance Investments Ltd. (IRF LN)
Private Tender / 48,214,674 Warrant Solicitation
Mandate/Role: Sole Dealer-Manager
February 22, 2007
$479,941,222
Navios Maritime Holdings Inc. (NM)
Listing on NYSE
Mandate/Role: Financial Advisor
February 2, 2007
$165,600,000
Kleimar / Navios
Acquired Kleimar
Mandate/Role: Sole Financial Advisor
January 29, 2007
$71,187,785
Navios Maritime Holdings (NM)
Public Tender / 32,140,128 Warrant Solicitation
Mandate/Role: Sole Dealer-Manager
January 25, 2007
$38,600,000
Fortress America
Acquired TSS
Mandate/Role: Sole Financial Advisor
December 13, 2006
$300,000,000
Navios Maritime Holdings (NM)
Debt Offering / 9 1/2% Senior Notes due 2014
Mandate/Role: Co-Manager
June 30, 2006
€120,061,475
IRF Eurpoean Finance Investments Ltd. (IRF LN)/Proton
Acquired controlling interest in Proton Investment Bank & effectuated a reverse takeover on AIM
Mandate/Role: Sole Financial Advisor
June 6, 2006
$65,510,948
Navios Maritime Holdings Inc. (NM)
Private Tender Offer / 15,978,280 Warrant Solicitation
Mandate/Role: Sole Dealer-Manager
May 16, 2006
$516,000,000
Infinity Bio-Energy Ltd
IPO on AIM / 86,000,000 Units
Mandate/Role: Lead Manager
November 14, 2005
$275,000,000
IRF Eurpoean Finance Investments Ltd. (IRF LN)
IPO on AIM / 45,833,340 units
Mandate/Role: Lead Manager
November 3, 2005
$357,247,500
Navios Maritime Holdings Inc. (NM)
Listing on NASDAQ
Mandate/Role: Financial Advisor
August 25, 2005
$607,500,000
International Shipping Enterprises (ISE) / Navios
Acquired Navios
Mandate/Role: Financial Advisor
April 24, 2006
$112,000,000
Cross Shore Acquisition Corp
IPO on AIM / 18,666,668 Units
Acquire companies engaged in the delivery of business services in the US
Mandate/Role: Lead Manager
October 20, 2005
$300,000,000
Energy XXI
IPO on AIM / 50,000,000 Units
Acquire businesses in the energy sector
Mandate/Role: Co-Manager
October 5, 2005
$201,000,000
International Metal Enterprises
33,500,000 Units / Acquire businesses in mining ore, metals, and mining
Mandate/Role: Co-Manager
July 15, 2005
$46,800,000
Fortress America Acquisition Corp
US IPO / 7,800,000 units
Acquire businesses in homeland security
Mandate/Role: Lead Manager
December 13, 2004
$196,500,000
International Shipping Enterprises (ISE)
US IPO / 32,775.000 Units
Acquire Dry Bulk vessels in shipping industry
Mandate/Role: Lead Manager
